战略学(2020版)第八章 战赂威慑
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Science of Military Strategy (2020 Ed.) Chapter 8: Strategic Deterrence 

战略学(2020版)第八章 战赂威慑

A chapter covering “strategic deterrence” from the revised textbook by the PLA’s National Defense University (NDU), which serves as an authoritative study reference for senior PLA officers on military doctrine and strategy. This chapter offers insights into the evolution of PLA missions and thinking about how modern technology, military and dual use capabilities, as well as domestic and international developments have shaped the theory and practice of strategic deterrence.


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A strategic deterrence is an essential part of military strategic planning and guidance, and it is an effective means to maintain national security and development. Strategic deterrence plays an increasingly prominent role with the wide application of high-tech technology in the military field and the development and changes in international war. Under the conditions of the new era, it is necessary to flexibly use strategic deterrence to create a favorable strategic situation, curb armed conflicts and wars, delay the outbreak of wars, prevent the escalation and expansion of wars, avoid or reduce the damages from wars, and safeguard the ever-expanding national security and development interests.

战略威慑是军事战略筹划和指导的重要内容,是维护国家安全与发展的有效手段。随着高新技术在军事领域的广泛运用和国际战略形势的发展变化,战略威慑的地位作用日益突出。在新的时代条件下,要通过战略威慑手段的灵活运用,营造有利的战略态势,遏制武装冲突与战争,延缓战争爆发,制止战争升级扩大,避免或减少战争破坏,维护日益拓展的国家安全和发展利益。

I. Basic Concepts of Strategic Deterrence

第一节 战略威慑的基本概念

Although the idea and practice of strategic deterrence are ancient, its basic concepts were not accurately defined in the long history of mankind. After World War II, with the emergence and development of modern strategic deterrence theory, the types and functions of the defining elements of strategic deterrence have been deeply studied and revealed.

战略威慑的思想和实践虽然古已有之,但在人类漫长的历史进程中,并未对其基本概念进行准确的界定。第二次世界大战后,随着现代战略威慑理论的产生和发展,战略威慑的定义、要素、类型和作用等得到了深人研究和深刻揭示。

(i) The meaning of strategic deterrence
一,战略威慑的含义

Strategic deterrence is a kind of military struggle in which the country and the army are forced to concede, compromise or yield to the unbearable consequences by skillfully displaying strength and determination of using force through comprehensive use of powerful military reality to achieve a definite political goal.

战略威慑是国家和军队为实现一定的政治目的,以强大的军事实力为基础,综合运用多种手段,通过巧妙地显示力量和使用力量的决心,使对方面临得不偿失甚至难以承受的后果,从而被迫退让、妥协或屈服的一种军事斗争方式。

In comparison to actual combat, strategic deterrence is less powerful, less costly, and has more room for maneuver. It directly achieves political objectives under certain conditions, and it is an essential way of military struggle and a strategic means of maintaining national security. Strategic deterrence can be implemented in peacetime as well as in times of crisis or war. Strategic deterrence targets the opponent’s psychological, cognitive, and decisionmaking systems. Its operating mechanism is to make the opponent realizes that by taking certain actions, it will incur a significant cost and losses when weighing the gains and losses, beyond its capacity and benefits. The greater the foreseeable cost and loss shown to the other party, the greater its psychological, cognitive, and decisionmaking power and the more effective the deterrence is.

与实战相比,战略威慑强度较低、代价较小、回旋余地较大,在一定条件下能够直接达成政治目的,是军事斗争的重要方式和维护国家安全的战略手段。战略威慑既可在平时实施,也可在危机时或战争中使用。战略威慑所针对的是对方的心理、认知和决策系统,其作用机理是使对方在权衡利害得失时意识到采取某种行动将会付出重大代价和损失,超出其承受能力和所得到的利益。对方预见的代价和损失越大,对其心理、认知和决策产生的威力就越大,威慑就越有效。

Effective strategic deterrence must possess three basic elements of strength, determination, and information transmission. Strength is the basis of deterrence, deterrence without strength is only a bluff. Strength is divided into hard power and soft power. Hard power includes national population, economic strength, scientific, technological strength, and military strength, where military power is its main body and core. Soft power mainly includes political influence, diplomatic ability, cultural attractiveness, and national cohesion. Determination is essential to the success of deterrence and the lack of determination makes adversaries doubt the validity of deterrence. Therefore, the will to maintain sovereignty and security must be transformed with firm willpower and decisiveness into a determination to use force when necessary. The transmission of deterrence information is to transmit strength and determination to use strength to the opponent. Deterrence is effective when the opponent receives the deterrent message and generates psychological fear and cognitive confusion. Through various ways, the strength and determination to use force should be conveyed to the opponent in a timely, rapid, and accurate manner, so that the deterrent information can be correctly understood by the deterrence target, thus producing the desired deterrence effect.

有效的战略威慑必须具备实力、决心和信息传递三个基本要素。实力是威慑的基础,没有实力的威慑只能是虚张声势。实力分为硬实力和软实力。硬实力包括国士、人口、经济实力、科技实力和军事实力等,军事实力是其主体和核心。软实力主要包括政治影响力、外交能力、文化吸引力和民族凝聚力等,它具有强化和放大硬实力的作用。决心对于威慑的成功具有重要作甩缺乏决心会让对手怀疑威慑力量的真实性。因此,必须以坚定的意志力与决断力把维护主权与安全的意志,转化为必要时敢于和善于使用武力的决心。威慑信息的传递是将实力和使用实力的决心传递给对方,当对方接收到威慑信息并产生心理恐惧、认知混乱时威慑就有了效果。要通过多种途径,适时、快速、准确地将实力和使用力量的决心明确无误地传递给对方,使被威慑者正确地理解威慑信息,从而产生预期的威慑效果。

Whether strategic deterrence work effectively requires meeting two important conditions, that is whether the deterrence target and the deterrence person have the same or similar cognitive logic, for example, both parties hope to avoid war, limit damages, and maintain stability. If the decisionmakers of the deterring target take the risk regardless of the cost where it will fight to the death, then deterrence is not going to work easily. Therefore, it is necessary to carefully study the psychological characteristics and behavioral patterns of the decisionmakers of the opponent and flexibly use deterrence means, and apply targeted comprehensive pressure to enhance the effect of military struggle.

战略威慑能否有效地发挥作用还需要具备一个重要条件,就是被威慑者与威慑者是否具有相同或相近的认知逻辑,比如双方都希望避免战争、减少损失、维护稳定。如果被威慑一方的决策者不计代价、挺而走险、拼死一搏,威慑就难以奏效。因此,必须认真研究对方决策者的心理特征和行为方式灵活运用威慑手段,有针对性地综合施压,增强军事斗争效果。

(ii) The types of strategic deterrence
二,战略威慑的类型

Types of strategic deterrence can be distinguished from different perspectives, by nature of deterrence, where it can be divided into offensive deterrence and defensive deterrence; by the scope of action, it can be divided into comprehensive deterrence and local deterrence; by strength, it can be divided into advance deterrence, balance deterrence and inferior deterrence; by the means of deterrence, it can be divided into nuclear deterrence and conventional deterrence. In addition, there are also some special types of deterrence related to national and military intelligence, such as a deterrence to people’s war. The type of deterrence expands with the development of science and technology, such as spatial deterrence and information deterrence. From the point of view of the vital task of China’s strategic deterrence, emphasis should be placed on nuclear deterrence, conventional deterrence, spatial deterrence, information deterrence, and people’s war deterrence. Although there are certain overlaps between these types of deterrence, they are relatively independent in their application.

战略威慑的类型可从不同的角度进行区分按照威慑性质,可分为进攻性威慑和防御性威慑;按照作用范围,可分为全面威慑和局部威慑;按照力量对比,可分为优势威慑、均势威慑和劣势威慑;按照戚慑手段、可分为核威慑和常规威慑等。除此之外,还有一些与国情军情相联系的特殊威慑类型,如人民战争威慑。威慑类型随若科学技术的发展而拓展,如空间威慑、信息威慑等。从我国战略威慑的使命任务看,应重点关注核威慑、常规威慑、空间威慑、信息威慑和人民战争威慑。这些威慑类型虽然存在着一定的交叉,但在应用上具有相对独立性。

(1) Nuclear deterrence

(一)核威慑

Nuclear deterrence refers to the act of threatening to use nuclear weapons or determine to carry out a nuclear counterattack to shock and deter adversaries, backed by the nuclear force. The essence of nuclear deterrence is to warn the opponent of the ability and determination to use nuclear weapons or carry out nuclear counterattacks, as well as the serious consequences that may arise from such actions, so that the opponent will be forced to obey the deterrent’s will or give up their original attempts by weighing the pros and cons, thus enabling the deterrent to achieve its own political objectives. Nuclear deterrence is based on people’s understanding of the devastating effects of nuclear weapons. In 1945, United States took the lead in successfully developing atomic bombs, and in August of the same year, it carried out the strategic bombing of Hiroshima and Nagasaki of Japan with the atomic bombs that caused unimaginable heavy casualties, destruction, and shocked the whole world. The tremendous destructive effects of nuclear weapons have greatly restricted nuclear war, whilst the deterrent effect of nuclear weapons is increasingly prominent. Hence, the fear of nuclear deterrence emerges accordingly. The application of nuclear deterrence is based on the level of development of the nuclear forces of nuclear powers. Nuclear deterrence is generally divided into three levels: maximum nuclear deterrence – in the case where the deterrent party has the advantage in quantity and quality of nuclear force, it can contain and coerce the adversary through the armed threat of the first large-scale nuclear strike. Second, it relies on a small number of nuclear weapons, threatening to attack the other party’s urban targets. Third, medium-strength nuclear deterrence relies on an ‘effective enough‘ number of nuclear weapons to cause a certain degree of unbearable damage to the other party, to achieve its own deterrence goals, a form of nuclear deterrence between maximum nuclear deterrence and minimum nuclear deterrence. Nuclear deterrence has significant limitations. On the one hand, nuclear weapons are difficult to use in actual warfare because of their enormous destructive potential; on the other hand, the formation of mutual nuclear deterrence exposes countries that implement nuclear deterrence to the risk of nuclear retaliation, which makes nuclear deterrence less credible and less effective in deterring war.

核威慑是指以核力量为后盾,通过威胁使用核武器或决心实施核反击来震撼和遏制对手的威慑行为或状态。核威慑的实质,就是把使用核武器或实施核反击的能力、决心以及采取这种行动可能引起的严重后果预先警示给对方,使其通过利弊得失的权衡而产生畏惧心理,被迫服从威慑者的意志或放弃原先的企图,从而使威慑者达到自已的 政治目的。核威慑是建立在人们对核武器巨大杀伤破坏作用的认识基础上的。1945年、美国率先研制成功原子弹,并于同年8月用原子弹对日本广岛和长崎进行了战略轰炸、导致了令人难以想象的重大伤亡和破坏,震撼了整个世界。核武器的巨大杀伤破坏作用,使核战争受到极大限制,而核武器的威慑作用则日益凸显。于是,核戚慑恩想应运而生。核威慑的运用是以有核国家核力量发展水平为基础的。一般把核威慑分为三个层次: 一是最大限度核威慑。它是在威慑方具有核力量数最和质量优势的情况下,以通过第一次方的武装相威胁、达到遏制与要挟对手的日的。以通过第一次大规模核打击就解除对二是最低限度核威慑。它依靠少量的核武器,以袭击对方城市目标相威胁、给对方构成核威慑。三是中等强度的核威慑。它依托 “足够、有效” 的核打击力量、以给对方造成一定程度且无法承受的破坏相威胁,从而达成自己的威慑目的,是介于最大限度核威慑和最低限度核威慑之间的一种核威慑形式。核威慑存在着很大的局限性。一方面,由于核武器具有巨大的破坏九难以在实战中使用;另一方面,由于相互核威慑局面的形成使实施核威慑的国家也面临核报复的危险,这就使核威慑的可信度降低、遏制战争的作用减弱。

(2) Conventional deterrence

(二)常规威慑

Conventional deterrence is relative to nuclear deterrence and refers to the deterrence carried out by conventional military force as a means of deterrence. Conventional deterrence was originally a basic type of military deterrence. After World War II, with the emergence and development of nuclear weapons, the status and role of nuclear deterrence became prominent, while the status and role of conventional deterrence have declined. Along with the advances of the times, the limitations of nuclear deterrence are increasingly exposed, and the role of conventional deterrence has been reemphasized, in particular, the development of high-tech conventional weapons, which not only reduce the gap between its combat effectiveness and nuclear weapons, but also have higher accuracy and stronger controllability. Conventional deterrence is more controllable and less risky, and generally does not lead to a devastating disaster like a nuclear war, making it a more credible deterrence for political purposes.

常规威慑是相对于核威慑而言的,是指以常规军事力量作为手段进行的威慑。常规威慑原本是军事威慑的基本类型第二次世界大战后,随着核武器的产生利发展,核威慑的地位作用凸显,常规威慑的地位作用相对下降。随着时代发展,核威慑的局限性日益暴露出来,常规威慑的作用重新被重视。特别是高新技术常规武器的发展、不仅使其 作战效能与核武器的差距不断缩小,而且具有更高的准确性利更强的可控性。常规威慑可控性强、风险较小、一般不会导致像核大战那样的毁灭性灾难,使于达成政治目的,成为可信性较强的威慑于段。

(3) Spatial deterrence

(三)空间威慑

Spatial deterrence is a deterrence utilizing space military force. It is the product of the technological development of aerospace and space weapons. Currently, an increasing number of countries are engaged in space activities, the military applications of aerospace technology are quite extensive, and the military competition for space is becoming increasingly fierce. The military functions of space include reconnaissance and visual missile early warning, weapons guidance, meteorological support, surveying, and mapping support, space environment detection, etc. It can provide continuous, real-time, and global positioning, navigation, and timing services for troops of various military arms in joint operations; It can provide communication support for joint operations with a wide coverage area, large capacity, strong anti-interference ability, and good confidentiality performance for joint operations to meet the needs of command, coordination of intelligence and communication security; Offensive weapon systems on space platforms can be used to carry out firepower or electronic attacks on military targets in the atmosphere. It can be seen that space power plays an increasingly prominent role in the war under the conditions of informatization and intelligenzation. The utilization and counter-utilization, destruction, and counter-destruction will have a significant impact on the process and outcome of the war. Spatial deterrence has a few key features: first, it is strategically prominent with a great deterrent effect on the enemy; second, it is highly dependent on technology, especially space technology, and the credibility of deterrence must be based on feasible and reliable space technology; third, the methods of deterrence are flexible. Interference, sabotage, and destruction can be used as a deterrent; fourth, it is restricted by factors such as space regulations, international public opinion, etc. With the development of space technology, whilst some major aerospace power countries are developing artificial satellite, spacecraft, manned space stations, and space shuttle launch rockets at the same time, actively developing space-based weapons to form space forces, the militarization of space, fierce struggle for the right to control the sky is fierce and complicated. Spatial deterrence, this new form of deterrence form will mature and play an increasingly important role.

空间威慑是以空间军事力量为手段进行的威慑,是航天和空间武器技术发展到一定阶段的产物。目前,世界上越来越多的国家从事空间活动,航天技术的军事应用相当广泛,空间的军事争夺日趋激烈。空间的军事功能包括:侦察临视、导弹预警、武器制导、气象保障、测绘保障、空间环境探测等、可为联合作战中各军兵种部队提供连续、实时、全球性的定位、导航、授时服务;可为联合作战提供覆盖地域广、容量大、抗干扰能力强、保密性能好的通信支援,满足指挥、协同、情报通信保障的需要;可用空间平台上的攻击性武器系统对敌空间和大气层内军事目标进行火力或电子攻击等。可见,在信息化智能化条件下的战争中,空间力量的地位作用日益突出、空间系统的利用与反利用、破坏与反破坏,将对战争的进程和结局产维重大影响。空间威慑的主要特点:一是战略性突出,对敌方的震慑作用大;二是对技术尤其是空间技术依赖程度高,威慑的可信性须建立在可行、可靠的空间技术基础上;三是威慑方式方法灵活,干扰、破坏、摧毁等都可作为威慑的方式;四是受空间法规、国际舆论等因素的制约。随着空间技术的发展、一些航天大国在发展人造卫尾、宇宙飞船、载人空问站、航天飞机、运载火箭的同时,积极研制太空武器、组建太空部队,太空军事化的趋势日益明显、争夺制天权的斗争激烈复杂,空间威慑这一新的威慑形态将日趋成熟,并发挥日益重要的作用。

(4) Information deterrence

(四)信息威慑

Information deterrence relies on the powerful functions of information science and technology to carry out deterrence with the momentum and power of information war. With the rapid development of information technology with computer technology as the core, the process of social informatization has been accelerating. Information technology is widely used in almost every part of society, such as national electric power, communication, finance, transportation, industry, medical care, and military, and the country’s daily life is increasingly dependent on information infrastructure and information networks. The survival of the national information system is directly related to social stability and the order of people’s daily lives and even national crisis. Large-scale information attacks may paralyze social information networks, resulting in chaos in the national economic system and social unrest. Permeability is the main characteristic of information deterrence – information deterrence not only penetrates the military field but also various fields of society such as political, economic, cultural, scientific, and technological, due to its characteristics of substitutability, transmissibility, diffusivity, sharing, predictability, to expand the psychological effect on people. Second, ambiguity. It is difficult to determine the source of information attack under multi-party information deterrent; the information network is accessible in all directions and easily triggers other events, it is easy to expand the object and scope of deterrence with its diversity. Since both soft damages and hard destruction can be used as a means of disrupting the information flow of the other party, hence there are many forms of information deterrence, such as unauthorized access, malicious software, destruction of databases, acquisition of electronic information, electronic attacks, and so on.

信息威慑是凭借信息科学和信息技术的强大功能,以信息战声势和威力进行的威慑。随着以计算机技术为核心的信息技术的迅猛发展,社会信息化进程不断加快。信息技术广泛应用于国家电力、通信、金融、交通、工业、医疗、军事等几乎每一个社会领域、国家日常生活对信息基础设施、信息网络等的依赖程度越来越高。国家信息系统的存亡直接关系着社会的稳定、人们日常生活秩序的正常,乃至国家的危亡。大规模信息攻击可能使社会信息网络陷人瘫痪,从而造成国家经济系统的混乱,引发社会动荡与不安。信息威慑的主要恃征一是渗透性。由于信息具有可代替性、可传递性、可扩散性、共享性、预测性等特性、使得信息威慑不但可以渗透到军事领域、还可渗透到政治、经济、文化、科技等社会各个领域,扩大对人的心理作用。二是模糊性。在面临多方信息威慑的情况下,不易判定信息进攻的来源;信息网络四通八达,牵一发而动全身,容易扩大威慑的对象和范围。三是多样性。由于软杀伤和硬摧毁都可作为破坏对方信息流程的手段,使得信息威慑的形式多种多样。如非授权访问、恶意软件、破坏数据库、获取电子情报、电子攻击等。

(5) People’s war deterrence

(五)人民战争威慑

Deterrence of people’s war is a type of deterrence that fully demonstrates and displays the great power of people’s war to deter the enemy. After the founding of the People’s Republic of China, China had been facing the threat of large-scale foreign enemy invasion for a long time. Our country is fully prepared to fight the people’s war and deter the invasion by foreign enemies, thus safeguarding national sovereignty and security and create the example of people’s war deterrence. The people’s war deterrence is a self-defensive and righteous deterrence. Only the people’s army that is highly in line with the interests of the people can implement people’s war deterrence. The outcome of the war depends on the nature of the war and the sentiment of the people. The people’s war represents the fundamental interests of most people. It has the political foundation for the mobilization and the participation of the whole nation in the war and can maximize the war potential of the nation and countries. Once the enemy is trapped in the vast ocean of people’s war, it will surely be destroyed. This is the root cause of the powerful deterrent power of people’s wars. In addition to the factor such as political, organizational, leadership, the deterrent power of the people’s war also depends on various factors such as national economy, science, technology, geography, history, and culture. A country with vast territory and resources, a large population, a developed economy, scientific and technological progress, tradition, and experience of people’s war has stronger credibility of people’s war deterrent. Although the world is changing, the basic law of people’s war deterrence has not changed. On the contrary, the development of high-tech technologies represented by information technology and artificial intelligence technology has injected new vigor and vitality into it, making it richer in content, more flexible, and diverse in form.

人民战争威慑,是充分显示和发挥人民战争的巨大威力以震慑敌人的威慑类型。新中国成立后、曾长期面临大规模外敌人侵的威胁,我国全面做好打人民战争的准备,慑止了外敌人侵、维护了国家主权和安全,创造了人民战争威慑的范例。人民战争威慑属于自卫性、正义性威慑。只有与人民利益高度一致的人民军队,才有可能实行人民战争威慑。战争胜负决定于战争的性质和人心的向背,人民战争代表了广大人民群众的根本利益、它具有实行全民动员、全民参战的政治基础,能最大限度地发挥民族和国家的战争潜力。一且敌人陷人人民战争的汪洋大海之中,必将遭到灭顶之灾。这就是人民战争具有强大威慑力的根木原因之所在。除政治、组织、领导等因素外,人民战争威慑力的发挥还依赖于国家经济、科技、地理、历史、文化等多方面的因素。一个地大物博、人口众多、经济发达、科技进步、具有人民战争传统和经验的国家,其人民战争威慑的可信性更强。尽管世界在变,但人民战争威慑的基本规律没有改变,相反,以信息技术、人工智能技术为代表的高新技术的发展又给它注人了新的生机与活力、使其内容更为丰富,形式更为灵活多样。

(iii) The role of strategic deterrence
三,战略威慑的作用

Strategic deterrence has two basic functions – one to deter the opponent from doing something, the other to coerce the opponent to do what it must do, both of which are in the essence to make the opponent submit to the will of the deterrent. According to the different strengths and targets of the strategic deterrent, it has different effects in different periods and under different circumstances.

战略威慑有两种基本作用,一种是通过威慑遏止对方不要干什么,另一种是通过威慑胁迫对方必须干什么、二者实质都是使对方屈服于威慑者的意志。依据实力和对象的不同战略威慑在不同时期、不同情况下具有不同的作用。

In peacetime, strategic deterrence mainly uses the national military power, and with the political, economic, and diplomatic cooperation, influence the development of the situation, postpone, or stop the war. In current conditions, the attrition of even a small-scale local war is enormous. Therefore, it is in the fundamental interests of the country to make full use of strategic deterrence to deter war, maintain national security and stability, and create a favorable internal and external environment for national development. In general, maintaining strategic deterrence in moderation helps prevent the situation from deteriorating. When the strategic situation is severe and there is a danger of war, the use of strategic deterrence may delay the start of the war and create conditions for the country to make other political choices and prepare for war. When the outbreak of war is imminent, the implementation of strategic deterrence may seize the last chance to avoid war, or allow to take the initiative to win the war, especially the first battle, create a favorable military position for entering a state of war.

在平时,战略威慑主要是运用国家军事力量,并以政治、经济、外交、科技、文化等战略力量相配合,影响事态的发展,推迟或制止战争的爆发。在现代条件下,即使是一场小规模的局部战争,其损耗也非常巨大。因此,充分利用战略威慑遏制战争,维护国家的安全与稳定,为国家发展创造良好的内外环境,符合国家的根本利益。在一般情况下,适度保持战略威慑有助于防止局势恶化。当战略形势严峻、存在爆发战争的危险时,运用战略威慑,有可能推迟战争的爆发、为国家作出其他政治选择和做好战争准备创造条件。当战争爆发迫在眉睫时,实施战略威慑,或者可以把握住避免战争的最后一次机会、或者可以争取到战争特别是首战的主动权,为进人战争状态创造有利的军事态势。

In wartime, strategic deterrence mainly serves the war, its role is to display military force at critical juncture, or in a small battle to win the war. For example, using ‘surgical’ strikes in the local warfare against the enemy, is another use of strategic deterrence in war. In the case of the strategic balance of power between the two sides, if one side can adopt a correct strategic approach, cleverly play the role of strategic deterrent and make the opponent truly feel that the loss outweighs the continued confrontation, it can shake its determination and will and abandon the attempt to continue the war, thereby breaking the balance of power of war. In a situation where the two sides of a war are not evenly matched, if the stronger side has strong strategic deterrence, a situation of strength against weakness may quickly emerge; conversely, if the weaker side takes strong strategic deterrence measures, a transformation from weakness to strength may also occur.

在战时,战略威慑主要是服务于战争,其作用在于以兵临城下之势示形于敌、或以军事打击显示力量,以小战而屈人之兵、赢得战争胜利。如在局部战争中对敌方实施、”外科手术式“ 打击,实际上就是战略威慑在战争中的一种运用。战争双方是一个矛盾的统一体。在战争双方呈现战略均势的情况下,如果一方能够采取正确的战略方针、巧妙发挥战略威慑的作用,使对方切实感到继续对抗下去得不偿失、就可以动摇其决心和意志、放弃继续进行战争的企图,从而打破战争力量的均势局面。在战争双方呈现非均势的情况下,如果强者的战略威慑得力、就可能很快形成以强遏弱的局面;反之,如果弱者采取了强有力的战略威慑措施、也可能出现由弱到强的转化。

II. China’s Idea of Strategic Deterrence

第二节 中国的战赂威慑思想

In the long history of human society, not only large number of military deterrence practices but also many deterrent ideas still have a strong vitality to this day, such as “using force to prevent war”, “subduing the enemy without fighting” and “attack the enemy without using swords”, etc. However, the theory of deterrence has made great progress and has been widely used. After World War II, based on the damaging power of nuclear weapons with characteristics that can be used to achieve political goals, the United States put forward the theory of modern strategic deterrence. It relied on the strong nuclear force, waving the big stick of nuclear forces to conduct war blackmail, pursue an aggressive expansion policy. The Soviet Union (Russia), the United Kingdom, France, the major countries attached great importance to the issues of strategic deterrence.

在人类社会漫长的历史进程中,不仅有大量的军事威慑实践,还有许多至今仍然具有强大生命力的威慑思想、比如、“止戈为武”、“不战而屈人之兵””不用交兵接刃而伐之”,等等。但威慑理论取得较大发展和得到广泛运用,是在第二次世界大战以后。美国根据核武器具有震撼人心的杀伤破坏威力、能够百接达成政治目的的特点,提出了现代战略威慑理论,并依仗其强大的核力量,肆无忌惮地挥舞核大棒,进行战争讹诈,推行侵略扩张政策。苏联(俄罗斯)、英国、法国等世界主要国家,都高度重视战略戚慑问题。

Strategic deterrence is another form of military struggle, not a patent of hegemonism. In the practice of military struggles for more than half a century after the founding of the People’s Republic of China, China attaches great importance to the issue of strategic deterrence. It not only conducts a vast number of strategic deterrence activities per the development and changes of security threats and the need of safeguarding national interests, but it also creates the idea of strategic deterrence with Chinese characteristics in practice. China’s strategic deterrence thinking is broad, profound, and unique, which can be summarized in four words: self-defense, limited, flexible, and effective.

战略威慑作为一种军事斗争方式、并不是霸权主义的专利。在新中国成立后半个多世纪的军事斗争实践中,我国高度重视战略威慑问题、不仅根据安全威胁的发展变化和维护国家利益的需要,进行了大量的战略威慑活动,而且在实践中创立了中国特色的战略威慑思想。我国战略威慑思想博大精深,独具特色,可以归纳为八个字:自卫、有限、灵活、有效。

Self-defense means insisting on active defense, ‘Do not attack unless attacked. If attacked, actively counterattack’. Deterrence, like war, has two distinct properties, that is the distinction between justice and injustice. Using deterrence to gain hegemony, control other countries, invade and expand is unjust; using deterrence to maintain one’s safety, regional stability, and world peace, is just. There are three fundamental differences between our country’s strategic deterrence and that of the United States. One is that the purpose is different. The purpose of the United States’ use of strategic deterrence is to exert pressure on other countries with powerful military strength, promoting hegemonism and power politics, to serve its global strategy. China does not seek hegemony or aggression, its key to using strategic deterrence lies in curbing foreign aggression, defending China’s sovereignty, security and development interests, and maintaining a peaceful and stable internal and external environment. Second, the different status. The United States regards deterrence as a kind of strategy, namely “deterrence strategy”, that is an essential part of its military strategy. No matter how the government changes or the military strategy changes, the idea of a deterrence strategy based on a strong nuclear force runs and links through the whole process. Although our country also attaches great importance to deterrence, the core of our country’s strategic thinking is active defense, and strategic deterrence is just a means. Third, the difference in methods. U.S. strategic deterrence is based on hegemony and expansion, therefore, its application is obviously dynamic and offensive, which can be best demonstrated by the ‘pre-emptive strike’ strategy proposed and implemented by the United States. Although China’s strategic deterrence also emphasizes striving for the initiative, such initiative is under the overall military and defense strategy. It does not initiate provocation, nor pressure others, but it is forced to be implemented only after being attacked.

自卫,就是坚持积极防御,“人不犯我、我不犯人;人若犯我,我必犯人”。威慑与战争一样,具有两种截然不同的性质,也有正义与非正义之分。利用戚慑搞霸权,控制他国,侵略扩张、就是非正义的;而利用威慑手段维护自身的安全,维护地区稳定与世界和平,就是正义的。我国的战略威慑与美国的战略威慑有三点根本不同一是目的不同。美国运用战略威慑的目的是以强大的军事实力向他国施加压力,推行霸权主义和强权政治,为其全球战略服务。我国不谋求霸权、不侵略别国,运用战略威慑的日的在于遏制外来侵略,捍卫国家主权安全和发展利益,维护和平稳定的内外环境。二是地位不同。美国把威慑作为一种战略,即、、威慑战略”,它是其军事战略的重要内容、无论政府如何更替,无论军事战略如何变换,以强大核力量为基础的威慑战略思想贯穿始终,一脉相承。我国虽然也重视威慑,但我国战略思想的核心是积极防御,战略威慑只是一种手段。三是方式不同。美国的战略威慑立足于称霸和扩张,所以其运用方式具有明显的宗动性和进攻性,其提出和推行、先发制人”的战略就是最好的证明。我国战略威慑虽然也强调争取主动,但这种主动是总体目卫和防御战略下的主动,不主动挑衅,不以势压人,是被迫运用,后发制人。

Limited refers to the development of limited strategic deterrence forces to achieve limited strategic purposes in accordance with the nature of the country, its comprehensive national power and the basic principles of strategic deterrence. As a large developing socialist country, China cannot and should not engage in an arms race with hegemonic powers. The lesson of the Soviet Union’s unrestrained development of armaments without regard to national strength is extremely profound. Unlike those hegemonic countries, China does not develop a strategic deterrence as a tool to fight for world hegemony, but it is committed to building a reasonable and sufficient strategic force to deter opponents with limited deterrent force and maintain national security.

有限,就是根据国家性质、综合国力和战略威慑的基本原理,发展有限的战略威慑力量,实现有限的战略日的。我国是一个发展中的社会主义大国,不可能也不应该与霸权主义大国进行军备竞赛。当年苏联不顾国力、无节制地发展军备,教训极其深刻。我国不像霸权主义国家那样把战略威慑作为争夺世界霸权的工具,而是致力于建设一支合理足够的战略力量、以有限的威慑力量慑止对手,维护国家安全。

Flexibility refers to safeguarding national security as a goal, assess the situation despite circumstances, and creatively implement various deterrence methods to maximize the deterrent effect of strategic forces. The flexibility of China’s strategic deterrence application is mainly reflected in three aspects: first, the close combination of principle and flexibility adheres to the basic principle of self-defense and pre-emptive measures, but it does not exclude the flexibility of deterrence application. When national territorial sovereignty is infringed, national unity is challenged, and national development interests are threatened, China has the power to use military means at any time, and can carry out active and effective strategic deterrence to gain a favorable military position. The second is the close integration of military means with political and diplomatic means. Military power is the basic force for implementing strategic deterrence, but it is difficult to obtain the expected deterrent effect by relying on military force alone. Therefore, China’s strategic deterrence emphasizes the flexible use of political and diplomatic means, close cooperation with a strategic deterrence, and strives for a strategic initiative. Third, various means of deterrence are closely integrated. The overall people’s war deterrence and nuclear deterrence are the basic methods of strategic deterrence in China, and the organic combination of the two can produce a tremendous deterrent effect. At the same time, the development and application of diversified strategic deterrence means, will improve the overall effectiveness of deterrence.

灵活,就是以维护国家安全为目标,根据客观情况,审时度势,创造性地运用各种威慑手段,最大限度地发挥战略力量的威慑作用。我国战略威慑运用的灵活性主要体现在三个方面:一是原则性与灵活性紧密结合坚持自卫,后发制人,是战略威慑运用的基本原则,但它并不排斥威慑运用的灵活性。当国家领士主权受到侵犯、国家统一面临挑战,国家发展利益受到戚胁时,我国有随时使用军事手段的权力、就可以进行积极有效的战略威慑、以获得军事上的有利地位。二是军事手段与政治、外交手段紧密结合。军事实力是实施战略威慑的基本力量,但仅靠军事力量、难以获得预期的威慑效果。因此,我国战略威慑强调灵活运用政治、外交手段,密切配合战略威慑、争取战略主动。三是各种威慑手段紧密结合。人民战争辖体力量威慑与核威慑是我国战略威慑的基本手段,二者的有机结合,能够产生巨大的威慑效果。同时,发展和运用多样化的战略威慑手段、提高威慑的整体效益。

Effective, that is, strategic deterrent capable of responding to a wide range of threats and ensuring that the day of defeat is achieved without war. It is important to ensure the effectiveness of deterrence, as our security has long faced threats of different targets and degrees of threat, and to convince any enemy, including strong enemies, that any encroachment or interference with China will be met with due retaliation. This requires that we attach great importance to the issue of deterrence effectiveness in both the construction and employment of our military forces. In force building, to emphasize only the “limited” characteristic would be to fall into one-sidedness; limited refers to quantity, and small quantity is based on reliable quality. Mao Zedong, while talking about nuclear weapons said to have “a little more, a little less”, but especially emphasized the need for “better”. Therefore, while emphasizing that China’s strategic deterrence is “limited”, more emphasis should be placed on its “effective” characteristic, with nuclear force meeting the requirements for effective retaliation and conventional strategic forces meeting the need to safeguard national sovereignty, security, and development interests. In terms of strategic application, to ensure that strategic deterrence is effective, there must be firm determination and will. Effective warfare has three basic elements: first, a reliable strategic force; second, the determination and will to use strategic force when necessary; and third, a rapid and accurate transmission of information so that the adversary has a correct understanding of these two points. This basic principle of deterrence tells us that the effectiveness of deterrence depends on the right determination, strong will and timely and accurate information transmission, given the established force. The use of strategic deterrence in China emphasizes reason, benefit, and discipline, disbelief, fear of pressure, tit-for-tat, determination, and the courage to fight and win. In the decades of struggle after the founding of New China, we have repeatedly proved with facts that the Chinese are true to their word, established the image of deterrence in China, and safeguarded national interests and world peace with credible and effective strategic deterrence.

有效,就是战略威慑力量能够应对各种不同威胁,确保实现不战而屈人之兵的日的。我国安全长期面临不同对象、不同程度的威胁,如何确保威慑的有效性非常重要、必须使包括强敌在内的任何敌人相信,对中国的任何侵赂和干涉,都将受到应有的报复。这就要求我们在军事力量的建设和运用上,都必须高度重视威慑的有效性问题。在力量建设上,如果仅仅强调有限,就陷人了片面性,有限指的是数量,数量少是建立在质量可靠的基础之上的。毛泽东在讲到核武器要“有一点、少一点”的同时,特别强调要“好一点”。所以,我国战略威慑在强调有限的同时,更要强调有效,核力量要满足有效报复的要求,常规战略力量要满足维护国家主权、安全和发展利益的需要。在战略运用上,要确保战略威慑有效,必须有坚定的决心和意志。有效的战略威慑应具备三个基本要素:一是要拥有一支可靠的战略力量;二是要有在必要时使用战略力量的决心和意志;三是要通过快速准确的信息传递使对手对以上两点有正确的认识和理解。威慑的这一基本原理告诉我们在力量既定的情况下,威慑的效果取决于正确的决心、坚强的意志和及时准确的信息传递。我国战略威慑的运用,强调有理、有利、有节,不信邪,不怕压,针锋相对,意志嘿定,敢打必胜。在新中国成立后几十年的斗争实践中,我们多次以事实证明,中国人说话是算数的,树立了我国的威慑形象,以可信而有效的战略威慑维护了国家利益与世界和平。

III. Methods of Strategic Deterrence

第三节 战略威慑的方式

For a strategic deterrence to realize a deterrent effect, it must be demonstrated through strategic deterrent military operations. Strategic deterrent military operations refer to the strategic operation of a country or political group to show force and prepare to use force to force the opponent to submit to its will. It is one of the types of military strategic operations, it is a specific means to convey deterrence information and implement strategic deterrence. Military strategic deterrence focuses on seeking ‘potential’, although there are many different ways, but they all revolve around the importance of ‘potential’.

战略威慑要产生威慑作用,必须通过战略威慑性军事行动表现出来。所谓战略威慑性军事行动,是指国家或政治集团为迫使对方屈服于自己的意志、而进行的显示武力和准备使用武力决心的战略性举动。它是战略行动的类型之一,是传递威慑信息和实施战略威慑的具体方式方法。战略威慑贵在谋“势”其方式虽然很多但都是紧紧围绕“势”,来做文章。

(i) Create an atmosphere of war
一,营造战争气氛

Creating an atmosphere of war refers to the use of multiple means of struggle to create an atmosphere of imminent war to deter opponents. The main methods are as follows: the Party, state and military leaders make statements and declare their determination to fight; the National People’s Congress issues war mobilization orders at an appropriate time; local areas are declared to be in a state of war; troops are deployed and prepared for war; public opinion, psychological and legal wars are conducted; local emergency mobilization, people’s air defense and road protection drills are organized; front-line mass evacuation is organized; public announcements are issued to urge the countries concerned to evacuate their expatriates and office personnel.

营造战争气氛是指运用多种斗争手段、营造一触即发的战争氛围以迫在眉睫的战争压力威慑对手。主要方法有:党、国家和军队领导人发表声明、宣示不惜一战的决心;全国人大适时发布战争动员令;宣布局部地区进人战时状态;部队展开,进行临战准备;开展舆论战、心理战、法律战;组织局部应急动员、人民防空、保交护路利防卫作战演练;组织一线群众疏散;发布公告,敦促有关国家撤走侨民和办事机构人员。

(ii) Display of advanced weapons
二,展示先进武器

Weapons with large-scale destructive power, long-range precision strike ability and other special destructive effects, such as nuclear weapons, precision-guided weapons, space weapons, and new concept weapons generate huge destruction when they are in use. Possessing such weapon systems and strike means having the ability to cause great damage to the enemy. Methods such as a military parade, weapons display, weapons testing, live fire, and real explosion can demonstrate the performance and power of advanced weapons so that the opponent realizes that China has advanced means of defense and counterattack and fear China to carry out retaliatory strikes. The display of advanced weapons is not only a general display of military force without specific targets, but also can be implemented purposefully and systematically for specific threat targets. It can be displayed publicly, but also can be conducted behind the scenes, leaving the opponent to speculate; it can only be combined with the demonstration of major military operations such as weapons tests, maximum force deployment military exercises, but also it can be implemented through military and diplomatic activities such as high-level visits and warships visits.

具有大规模杀伤破坏威力、远距离精确打击能力和其他特殊杀伤破坏效力的武器,如核武器、精确制导武器、空间武器和新概念武器等,一且使用便能产生巨大杀伤破坏。拥有这类武器系统和打击手段、就意味若拥有对敌方造成巨大破坏的能力。可通过阅兵、武器展示、武器试验和实射、实爆等方法,显示先进武器的性能和威力,使对方认识到我已拥有先进的防Ⅱ和反击手段,产生惧怕我实施报复打击的心理。先进武器展示既叮进行无特定对象的一般性显示军力,也可针对特定威胁对象有目的、有计划地实施;既可公开展示,也可进行若明若暗的模糊性处理,给对方留下揣度、想象的空间;既可结合武器试验、力最部署、军事演习等重大军事行动展示,也可通过高层互访时参观、军舰出访等军事外交活动实施。

(iii) Conduct military exercises
三,举行军事演习

Military exercises include strategic operational exercises and tactical exercises, and bilateral or multilateral joint military exercises with foreign troops. Military exercises against specific threats are not only effective methods of military training but also an important way to implement strategic deterrence. Large-scale strategic battle exercises can directly produce a strategic deterrence effect. Small and medium-scale tactical exercises can also serve as strategic deterrence roles under certain conditions. Military exercises for deterrence can be conducted publicly or in an undisclosed or semi-public state. The exercise not only demonstrates the Chinese army’s combat capabilities to adversaries, but also causes doubts, making them uncertain about our intentions and making it difficult to determine whether we are conducting routine training, maintaining close diplomatic relations, or taking the opportunity to move into actual combat operations, thereby causing psychological panic and conduct a deterrent effect.

军事演习包括战略战役演习和战术演习,以及与他国军队举行的双边或多边联合军事演习等。针对特定威胁进行的军事演习,既是军事训练的有效方法、也是实施战略威慑的重要方式。大规模战略战役演习,可直接产生战略威慑效应;中小规模的战术演习,一定条件下也能起到战略威慑作用。以威慑为目的的军事演习可以公开进行、也可以在不公开或半公开的状态下进行。通过演习,既能向对手展示我军作战能力,也能造成对方疑虑,使其对我意图捉摸不定、难以判定我是例行训练、密切外交关系,还是借机适时转人实际作战行动,从而引起心理恐慌、产生威慑效果。

(iv) Adjustment of military deployment
四,调整军事部署

It emphasizes that military deployment is an important part of war preparation, it is also a way of strategic deterrence. When the security threats are increased and crises may be triggered, it is necessary to make appropriate adjustments to military deployment, send a real deterrence signal to the opponent to have the feeling and pressure of the upcoming war. The use of adjusted military deployment to implement strategic deterrence should be a mixture of false and real. The main methods include: military force maneuvering and massing in specific directions; increasing the deployment of new combat vessels such as battlefield tactical missiles, advanced warplanes, aircraft carriers, and other advanced weapons; strategic material forward delivery; implementing large-scale force forward thrust, strategic deployment and even battlefield deployment, and forming an operational posture; land-based, sea-based, or air-based strategic nuclear weapons implementation maneuver, etc.

调整军事部署是战争准备的重要内容,也是战略威慑的一种方式。在安全威胁增大、可能触发危机时,对军事部署进行适当调整,向对手发出实实在在的威慑信号、使其感受到战争即将到来的压力。运用调整军事部署实施战略威慑应有虚有实,虚实相济。主要办法有:军事力量向特定方向机动、集结;增加战役战术导弹、先进战机、航空母舰等新型作战舰艇和其他先进武器的部署;战略物资前送;实施大规模兵力前推,进行战略展开以至战役展开,形成作战布势;陆基、海基或空基战略核武器实施机动等。

(v) Improve the combat readiness level
五、提升战备等级

The levels of combat readiness reflect the degree of war readiness. Raising the combat readiness level means an increase in the intensity of war. When there are signs of a major threat, public announcement on the escalation of combat readiness level is made, which is complemented by actions such as adjusting the deployment of military forces, accelerating battlefield construction, strengthening intelligence reconnaissance and patrolling vigilance. If necessary, local mobilization and national defense education will create an atmosphere that if an adversary insists on imposing the option of war, the country will act decisively and not hesitate to fight, creating a pressure that will discourage the enemy and force it to abandon its intended action attempts.

战备等级是战争准备程度的反映,提升战备等级意味着战争准备强度增大当出现重大威胁征兆时,公开宣布提升战备等级,并以调整兵力部署、加快战场建设、强化情报侦察和巡逻警戒等行动相配合。必要时进行局部动员、掀起全民国防教育热潮,营造出一种若对手硬将战争选择强加于我,我将断然出手、不惜一战的氛围、可造成一种压力,使敌望而却步、放弃预定的行动企图。

(vi) Implement information attacks
六、实施信息攻击

Implementing information attacks refers to the organization of military and local ground information attack forces to attack the enemy’s command, early warning, and air defense and anti-missile systems. The main methods are as follows: using electronic interference drones to implement electromagnetic momentum and feints to create military pressure; using satellite communication interference power to interfere with enemy communications and maritime satellites; using electronic warfare aircraft to interfere with opponent’s early warning detection and navigation radars; using various interfering forces to interfere with enemy early warning aircraft and data chains; using TV interference force to suppress and interfere or replace opponent TV programs; organizing cyber warfare forces, as necessary, to carry out attacks on the networks of potential targets of the enemy.

实施信息攻击,是指组织军地信息攻击力量、对敌指挥预警及防空反导系统实施攻击。主要方法是:使用电子干扰无人机实施电磁造势和佯动、营造大兵压境情势;使用卫星通信干扰力量,对敌通信卫星和海事卫星实施干扰;使用电子战飞机,对敌预警探测和引导雷达实施干扰;使用各种干扰力量,对敌预警机和数据链实施干扰;使用电视干扰力量,对敌电视节目实施压制干扰或节目置换;视情组织网络战力量,对敌战争潜力目标网络实施攻击。

(vii) Restrictive military operations
七、限制性军事行动

Restrictive military operations refer to the adoption of compulsory control measures in designated areas to restrict the space for movement of the opponents and restrict its movement. The main methods are: in the name of military exercises and weapon test launches, delineate exercise areas, test areas, or no-fly zones (no-navigation zones), are demarcated to control and isolate local sea areas and airspace; organize ships and aircraft to carry out oppressive close-in reconnaissance and patrols to interfere with the opponent’s routine military activities; act in the vicinity of the opponent’s sea and air traffic lines and threaten the safety of its routes and waterways. The purpose of restrictive military operations is to create a situation where the opponent’s strength is under pressure resulting in a deterrent effect.

限制性军事行动是指在一定区域内采取强行管制措施、国家重点学科理论著作挤压对方活动空间,限制对方行动。主要方法是:以军事演习、武器试射等名义,划定演习区、试验区或禁飞区(禁航匡),对局部海域和空域实施管制和隔离;组织舰艇、飞机实施压迫式的抵近侦察、巡逻,干扰对方例行军事活动;在对方海空交通线附近行动,威胁其航线、航道安全等。限制性军事行动的目的是对敌造成兵力压境的态势,从而产生威慑效果。

(viii) Cautionary military strike
八、警示性军事打击

Cautionary military strikes refer to small-scale attacks against a specific target with a selected small number of troops in response to a serious provocation of the opponent. Its purpose is not to eliminate the opponent’s military power or destroy the opponent’s important targets, but to demonstrate the ability to strike and the determination to strike, if necessary, as well as to enhance the effectiveness of deterrence with the use of small battles. Cautionary military strikes usually select a small number of military and political targets with a clear deterrent effect and are relatively isolated and easy to hit without harming the people or political targets. Strategic and campaign combat missiles or air assault forces can carry out long-range precision strikes, and in certain cases, long-range artillery fire assault or special operations can also be carried out under certain circumstances. Cautionary military strikes are not aimed at war but intend to deter. Therefore, it is necessary to judge the situation correctly, strictly control the means and scale of strikes, and prevent the escalation and expansion of operations from evolving into war.

警示性军事打击是针对敌严重挑衅行为,以精选的少量兵力对特定目标实施的小规模打击。其目的不是为了消灭对方军事力量或摧毁对方重要目标,而是显示打击能力和必要时实施打击的决心,以小战方式来增强威慑的效力。警示性军事打击通常选择少量震慑效果明鼎、相对孤立好打、不会伤及民众的军事、政治目标,使用战略战役导弹或空中突击力量实施远距离精确打击,特定情况下也可实施远程炮兵火力突击或特种作战。警示性军事打击不以战争为目的,意在威慑,因此需要正确判断形势,严格控制打击手段和规模,防止行动升级扩大而演变为战争。

Different deterrence methods are interconnected and interact with each other and can be used in isolation or combined with two or more methods to form deterrents of different levels and intensities. Therefore, strategic deterrence methods need to be flexibly applied to achieve the desired deterrence effect per different situations such as threat status, threat size, and opponent characteristics.

不同的威慑方式是相互联系、相互作用的,既可单独使用、也可两种以上组合运用,从而形成不同层次和强度的威慑。因此,需要针对威胁状态、威胁大小、对手特点等不同情况、灵活运用战略威慑方式达到预期的威慑效果。

IV. Guidance on Strategic Deterrence

第四节 战略威慑的指导

The application of strategic deterrence has its characteristics and rules, but it is also affected by uncertainties. There are many contingencies in the control of the military combat body. A strategic deterrence is an important part of military strategy, and its implementation and realization of national interests have an important impact. Therefore, some important principles and requirements need to be applied flexibly in the implementation process.

战略威慑的运用有其目身的特点和规律,同时也受到不确定因素的影响,存在着诸多偶然性。战略威慑是军事战略的重要组成部分,对军事战略的实施和国家利益的实现具有重要影响。因此,需要从总体上把握一些重要的原则和要求、在实施过程中灵活运用。

(i) Focus on realizing comprehensive advantages in full
一,注重发挥综合优势

A strategic deterrence is a comprehensive struggle integrating military, political economy, diplomatic, scientific, technology, and cultural forces. Military forces are the main body of deterrence, and struggles in other fields also have an irreplaceable unique role. It is necessary to strengthen centralized and unified leadership, carry out close coordination and cooperation to form a multi-domain and all-round deterrence posture against the enemy, with the system’s overall superiority to create an atmosphere and strengthen the effect. It is necessary to pay attention to the legal struggle of public opinion and the use of psychological defense, make full use of legal weapons and public opinion tools to serve as a deterrent. Whilst given the international situation and the surrounding environment, carefully plan and study the relations between major powers and various surrounding forces to create a strategic environment that is conducive to oneself and unfavorable to the opponents so as to create favorable external conditions for the implementation of strategic deterrence.

战略威慑是融军事、政治、经济、外交、科技、文化于一体的综合性斗争、军事力量是威慑的主体,其他领域的斗争也具有不可替代的独特作用。庇加强集中统一领导,紧密协调配合,对敌形成多领域、全方位的威慑态势,以体系的整休优势营造氛围、强化效果。注重舆论法理斗争与心理攻防的运用,充分利用法律武器和舆论工具为威慑服务。同时,针对国际形势和周边环境的状况,精心运筹大国关系和周边各种力量、营造有利于己、不利于敌的战略环境,为战略威慑的实施创造有利的外部条件。

(ii) Flexible choice and use of deterrence segments
二,灵活选择和运用威慑乎段

Strategic deterrence methods include traditional means such as nuclear deterrence, people’s war deterrence as well as new means such as information deterrence and spatial deterrence. According to the strategic needs, the development of the strategic situation and the characteristics of various deterrence means, the deterrence means that can effectively achieve the strategic objectives should be selected; select different means according to different objects of struggle, especially for the weak links of the strategic system of a strong opponent and the sensitive parts of its psychological and cognitive decision-making system, so to select the means that it regards as daunting and cause the greatest deterrence and containment effect to it; attention should be paid to the comprehensive application of various deterrence means to form an effective system of deterrence means and produce an effect of comprehensive deterrence. We should organically combine nuclear deterrence with a conventional deterrent, people’s war deterrence with a high-tech deterrence, peacetime deterrence with crisis, and wartime deterrence.

战略威慑手段包括核威慑、人民战争威慑等传统手段,也包括信息威慑、空间威慑等新手段。应根据战略需要、战略形势发展变化和各种威慑手段的特点,选择能够有效达成战略目标的威慑手段;根据不同的斗争对象选择不同的手段,特别是要针对强敌战略体系的薄弱环节及其心理、认知、决策系统的敏感部位、选择其视为畏途、能对其造成最大震慑和遏止效果的手段;注意各种威慑手段的综合运用、形成有效的威慑手段体系,产生综合慑敌的效果;把核威慑与常规威慑、人民战争威慑与高科技手段威慑、平时威慑与危机以及战时威慑有机结合起来。

(iii) Correctly grasp the timing of deterrence
三,正确把握威慑时机

The timing of strategic deterrence mainly includes: when the enemy has the intention to provoke, when the issue is made, when the enemy adjusts its deployment to make preparations for war, when the enemy provokes armed conflict when a crisis occurs, etc. In the military struggle, we should distinguish the target of deterrence, focus on the development of the situation, and flexibly grasp the enemy’s psychological characteristics and cognitive and decision-making processes. Generally speaking, the best time to use deterrence is when the other side is bursting with strategic trade-offs, comparisons, choices and tests, that is, trying to take some kind of harmful action, but has not yet set the final decision. In this case, if strength and determination are demonstrated to the other party and forces them to realize that taking action will lead to serious consequences, you may make it difficult for them to form the will to act despite the idea of taking risks, or if they do form the will to act, they may falter and hesitate and fail to implement it.

战略威慑的时机主要有:敌方有向我挑衅的意图时,发生危机事件时、敌方调整部署进行临战准备时、敌方挑起武装冲突时等。在军事斗争中,应区分威慑对象,着眼情势发展,针对敌方的心理特征和认知、决策过程灵活地加以把握。一般来讲,威慑运用的最好时机是对方正在迸行战略权衡、比较、选择和试探之时,即试图采取某种危害行动,但尚无十分把握、尚未定下最后决心之时。此时,向对方显示自己的力量和决心,让对方认识到若采取行动必将招致严重后果,就可能使对方尽管有冒险的念头也难以形成行动的意志,或者形成了行动意志也会发生动摇、犹豫而无法付诸实施。

(iv) Seize the right opportunity for deterrent
四,适时形成威慑态势

Deterrence posture is a state created by the use of deterrence most and deterrence means, in which some degree of deterrence and containment can be formed against the other side. Deterrence posture is divided into peacetime, crisis, and wartime. In peacetime, according to the threats to national security, military force construction should be strengthened, military struggle preparations should be promoted in a solid manner, military strength and war potential should be continuously enhanced, as many strategic means as possible should be mastered, an image of deterrence that cannot be insulted should be created, and attempts and actions of the adversary to violate and endanger our interests should be deterred. When a crisis occurs, we should react quickly on the basis of usual preparations, use strategic prepositioned forces and emergency mobile combat forces, demonstrate our military presence and operational capabilities in conflict areas (airspace and sea), deter adversaries from taking actions that worsen the situation, stop war by deterrence, and contain war by containing the crisis. In wartime, the establishment of both can adapt to current operational needs. It is also possible to deter further escalation of the war strategic combat posture, not only to direct combat objects to deter strikes, but also to strong enemy military intervention to form an effective deterrent position, the formation of deterrence in war, war to help deter, deterrence and war and a favorable posture.

威慑态势是威慑力最和威慑手段运用所造成的一种状态,在这种状态下,能够对对方形成某种程度的震慑与遏制。威慑态势有平时、危机时和战时之分。平时应根据国家安全面临的威胁,加强军事力量建设,扎扎实实地推进军事斗争准备,不断增强军事实力和战争潜力,掌握尽可能多的战略手段,塑造不可侮的威慑形象,慑止对手侵犯和危害我国利益的企图和行动。危机发生时,应在平时准备的基础上快速反应、运用战略预置力量和应急机动作战力量,显示我在冲突地域(空域、海域)的军事存在和行动能力、遏止对手采取恶化事态的行动,以慑止战,通过遏制危机来遏制战争。战时,建立既能适应当前作战需要。又能遏止战事进一步升级的战略作战布势,不仅能对直接作战对象进行震慑性打击,而且能对强敌军事干预形成有效的威慑阵势、形成寓慑于战、以战助慑、慑战并举的有利态势。

(v) Form a deterrent situation at the right time
五,有效传递威慑信息

Transmission of information deterrence refers to clearly informing the opponent of our political purpose, determination, will, strength, preparation, and have a correct understanding of each other. In the transmission of deterrence information, it is necessary to demonstrate the power of punitive retaliatory strikes, point out the serious consequences that the opponent will inevitably lead to if it is willing to take risks, declare determination, and the will to defend our core interests at all costs, show the limit of tolerance level and draw an insurmountable bottom line for the opponent. In addition, it is necessary to put forward the quid pro quo if the opponent changes its wrong position and behavior. Deterrence information transmission should make full use of various exchange and communication methods, which can be communicated with decision-makers of the opponent as well as communicate indirectly through third parties. Under the condition of information and intelligence, media such as radio, broadcasting and television, the internet, and new media are all important means to transmit information.

威慑信息的传递、是指把我方的政治目的、决心意志和实力准备等情况明确告知对方,并为对方所正确理解。在威慑信息传递中,要展示我实施惩罚性、报复性打击的强大威力,指出敌方若一意孤行、挺而走险必将导致的严重后果,宣示我将不惜代价维护核心利益的决心和意志,表明我所能容忍的限度,为对方划定不可逾越的底线,并提出敌方若改变错误立场和行为将得到的交换条件。威慑信息传递应充分利用各种交流与沟通方式,可与敌方决策者百接沟通,也可通过第三方间接沟通。在信息化智能化条件下、无线电广播、电视等媒体和互联网、新媒体等、都是传递信息的重要方式。

(vi) Proactive regulation of deterrence actions
六,主动调控威慑行动

Strategic deterrence actions should obey the needs to safeguard national interests, closely coordinate with political and diplomatic struggles, timely regulate the means used, the timing of actions, the deployment of forces, and the transmission of information, especially to evaluate the deterrence effect promptly, grasp the intensity and rhythm of deterrence and enhance deterrence effectiveness. It is necessary to strive to maintain the flexibility, target, and means of strategic deterrent, it should have firmness, yet be flexible, with measurable pressure, controllable, contain appropriate strategic maneuver to cope with various unexpected circumstances. It is necessary to strengthen the use of strategy, with new ideas planning strategic deterrent, assess the situation, grasp the overall situation, seize the key and attack the core and firmly grasp the initiative of the whole process of strategic deterrence operations.

战略威慑行动要服从维护国家利益的需要、与政治、外交斗争紧密配合,适时调控使用的手段、行动的时机、力量的部署和信息的传递,特别是要及时评估威慑效果,把握好威慑的强度和节奏,增强威慑效益。要努力保持战略威慑的弹性,威慑的日标和手段,既要有坚定性,又要有灵活性,要压而有度,慑而可控,留有适当的战略回旋余地,以应对各种意外情况。要加强谋略的运用,以新的思路谋划战略威慑,审时度势,把握全局、抓住要害,攻心夺志、牢牢掌握战略威慑行动全过程的主动权。

(vii) Carefully plan the transition from deterrence to actual combat
七,精心筹划威慑向实战的转换

Deterrence and actual combat are two closely related means of military struggle. Deterrence must be backed by actual combat. It is often difficult to achieve strategic objectives with deterrence without actual combat capability and readiness. Deterrence should be carried out just as in actual combat and the degree of combat deterrence should be enhanced. If it is possible to force the opponent to abandon attempts and behaviors that endanger us through deterrence and achieve the purpose of subduing the opponent without fighting, is undoubtedly the ideal result. However, if the opponent insists to continue, which leads to the failure of the deterrence and there is no corresponding actual combat readiness, then one can only swallow the bitter fruits of damaged interests and image and pay a great strategic price. Therefore, deterrents must be fully prepared for actual combat. When a deterrence is believed to be ineffective, it must be timely in transferring to actual combat to achieve established strategic goals through actual combat. The transition from deterrence to actual combat is a qualitative change, which should not be implemented blindly or hastily, but should be carefully planned, strictly controlled, accurately grasped, and timely acted. Deterrence should be organically integrated with actual combat preparation and operations, and deterrence should be integrated into actual war preparation to prepare for war with a deterrent. In the process of carrying out the deterrent, it is necessary to be ready to turn into actual combat at any time, to not only ensure the deterrent effect but also strive for strategic initiative and safeguard national interests with strong actual combat operations when deterrence fails.

威慑与实战是紧密联系的两种军事斗争方式。威慑必须以实战为后盾,缺乏实战能力和实战准备的威慑往往难以达成战略目的。要像实战一样搞威慑,增强威慑的实战化程度。如果能够通过威慑迫使对方放弃危害我方的企图和行为,达到不战而屈人之兵的目的,当然是理想的结果,但如果对方一意孤行而导致威慑失效、若无相应的实战准备,就只能吞下利益和形象受损的苦果,付出极大的战略代价。因此,威慑必须有充分的实战准备,在确信威慑失效的情况下,要适时转人实战、通过实战方式来实现既定的战略目标。威慑向实战的转换是质的变化、不能盲目和草率、必须精心筹划,严格控制、准确把握,适时行动。应把威慑与实战准备、实战行动有机结合起来,慑战一体,以慑备战,在开展威慑斗争的过程中随时准备转人实战、既确保威慑效果、又能在威慑失效时以强有力的实战行动争取战略主动,维护国家利益。

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中国人民解放军国防大学 (National Defense University). "Science of Military Strategy (2020 Ed.) Chapter 8: Strategic Deterrence  [战略学(2020版)第八章 战赂威慑]". CSIS Interpret: China, original work published in National Defense University Press [中国人民解放军国防大学出版社], August 1, 2020

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